Compliance Analyst

England, London
£300 - £350 per day
21 Sep 2016
19 Oct 2016
Nancy Paladina
Banking, Finance
My client is based in the City of London and searching for an efficient and organised Compliance Analyst to join their team.

Candidates considering this role must have the following skills and experience:
*3 years minimum experience in a compliance environment with investment advisor or mutual fund company
*Advanced verbal and written communication skills, with the ability to clarify and simplify complex information
*Good multitasking skills
*Strong analytical skills
*Diligent attitude with a strong attention to detail
*Experience of client management

The following roles and responsibilities are expected within the role:

*Reviewing financial promotions material
*Corresponding with clients and monitoring duties in an effort to ensure compliance with regulatory requirements
*Keeping abreast of operating polices
*Preparing regulatory, mutual fund and corporate compliance board reports
*Analysing fund and client accounts and following the established procedures.
*Researching and preparing documentation in response to customer inquiries
*Distributing client compliance reports
*Assist with the completion of the Compliance Monitoring Programme
*Developing sales and marketing related compliance policies and procedures for DFAL Financial Advisor Services and Institutional Services

This is an exciting temporary opportunity beginning immediately. If you are currently available and have the required skillset please send your CV in word format.

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Thank you for your interest in Euro London Appointments. Please be advised CVs will be treated in the strictest of confidence and that your application will not be forwarded without your permission. We aim to respond promptly to your application however, due to the high level of CV's we receive we are only able to respond to applicants whose profile matches our Clients requirements. For more jobs please visit our website at